Guidance on those areas that may require a lawyer to be engaged.
If you’re managing a practice, you need to comply with regulations covering areas such as PII, clients’ money and anti-money laundering. You also need to take account of the Code of Ethics and the Practice Assurance regulations and related Practice Assurance standards.
The basic principles to follow when acting as a trustee.
Guidance for sole practitioners on finding solutions to the problems that might arise in the event of their incapacity or death.
Support and advice on the revised clients' money regulations.
These concern when a director can engage in public practice.
Guidance for members in practice on which documents the member owns; how long documents should be kept; if the client owns the documents, whether the member always has to hand them over; and the member's obligations to allow others access to documents.
This statement clarifies what is meant by 'engaging in public practice' for the purposes of holding a practising certificate.
Revised guidance on 'engaging in public practice' comes into effect from 1 January 2017. On this page, you will find a links to key information to help you familiarise yourself with the changes.
Guide to determine if your entity is a member firm and whether ICAEW is your firm’s money laundering supervisor.
Guidance and other work that we have done on anti-money laundering law and practice, in the UK and internationally.